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Stifel Financial 401(k) retirement plan: the investment options
Does your 401(k) vote the way you would? Vanguard Institutional Index Fund is the largest fund in the Stifel Financial plan that publishes its votes. Answer 3 of its ballots from this season, then see your result.
The question on the ballot
As filed
Stifel Financial 401(k) match and balances, from the filing
- Company money in
- about $1,740 per active participant
- $14m in plan year 2024
- Employees saved
- about $16,100 each
- $134m in plan year 2024
- Average balance
- $230,100
- 10,083 people with a balance
- In the plan
- $2.32bn
- at the end of plan year 2024
Company money is the match plus any other employer contributions, averaged over all 8,303 active participants, including anyone who did not contribute. The filing reports dollars, not the match formula; the plan’s summary plan description states the formula.
SourceThe plan’s annual report to the Department of Labor — Form 5500, Schedule H, plan year 2024 · filed by STIFEL FINANCIAL CORP. as “STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN” · EIN 431273600, plan number 001 · search the filings
These are the funds in the Stifel Financial retirement plan whose voting records we can trace, taken from the plan’s own annual filing. The figures show what each one did with shareholder proposals.
SourceThe fund menu is the list of investments in Stifel Financial’s own annual retirement-plan filing · open the filing
| Fund | Climate | Workers | Pay equity | Exec pay backed |
|---|---|---|---|---|
| Vanguard Institutional Index Fund listed as “Vanguard Institutional Index Fund” | 0 of 66 | 0 of 20 | 0 of 6 | 97.8% |
| Growth Fund of America listed as “American Funds The Growth Fund of America - R6” | 1 of 47 | 1 of 19 | 0 of 2 | 79.6% |
| PGIM Real Assets Fund listed as “PGIM Real Assets Fund - R6” · record folded from the funds it holds | 1 of 17 | 0 of 2 | 0 of 2 | 93.8% |
| Invesco Developing Markets Fund listed as “Invesco Developing Markets Fund - R6” | — | — | — | 66.7% |
| Vanguard Morningstar Small-Cap Index Fund listed as “Vanguard Small-Cap Index Fund Institutional Shares” | 0 of 17 | 0 of 2 | 0 of 3 | 96.6% |
| Vanguard Morningstar Mid-Cap Index Fund listed as “Vanguard Mid-Cap Index Fund Institutional Shares” | 0 of 13 | 0 of 3 | 0 of 2 | 97.6% |
| Vanguard Total International Stock Index Fund listed as “Vanguard Total Intl Stock Index Institutional” | 0 of 95 | 0 of 10 | 0 of 4 | 83.1% |
What this means for you
Most people are in whichever fund their plan made the default, and never look again. The figures above are the part nobody shows you when you pick: not the fee, not last year's return, but what the fund did with the shares your savings paid for.
Vote the full deck for this plan’s fund →
Other employer plans
The largest employer plans on the site, and a few more. Each page shows what the plan’s funds did with the shares its savers paid for.