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U.S. Small Cap Portfolio proxy voting record
Dfa Investment Dimensions Group files this fund's proxy votes with the SEC once a year. This is what it did with the shares your retirement savings paid for.
SourceProxy-voting record filed by Dfa Investment Dimensions Group on 2025-08-29 · open the filing · vote table (ProxyVotingTable.xml, 388 MB)
How it voted, by issue
Proposals are grouped by the subject the filer itself recorded. On management's own executive pay resolutions, this fund voted in favour 75.5% of the time across 1,345 votes.
| Issue | Proposals faced | Backed | Share backed |
|---|---|---|---|
| Climate & environment | 13 | 0 | 0% |
| Workers & human rights | 6 | 0 | 0% |
| Pay equity & inclusion | 2 | 0 | 0% |
| Executive pay | 8 | 4 | 50% |
| Corporate governance | 62 | 34 | 54.8% |
| Other social issues | 7 | 0 | 0% |
What it holds
The largest positions this fund reported, as a share of the fund. Your slice of each is that percentage of your balance.
| Company | % of fund |
|---|---|
| DFA Investment Trust Co. | 9.25% |
| DFA Short Term Investment Fund | 9.17% |
| State Street Institutional U.S. Government Money Market Fund | 1.15% |
| IES Holdings Inc | 0.60% |
| TTM Technologies Inc | 0.48% |
| Powell Industries Inc | 0.40% |
| Sterling Infrastructure Inc | 0.35% |
| Sanmina Corp | 0.34% |
| Advanced Energy Industries Inc | 0.34% |
| Argan Inc | 0.33% |
| Element Solutions Inc | 0.32% |
| Mueller Industries Inc | 0.31% |
SourcePortfolio holdings as reported by the fund for 2026-04-30 · open the filing
Ballots it voted
Mattel, Inc. · 28 May 2025 · put on the ballot by shareholder · Climate & environment
Should Mattel publish a fuller account of its emissions and how it plans to cut them?
Shareholders asked the company to disclose its greenhouse gas emissions more completely, or to have its reduction targets independently assessed, so that the plan can be checked rather than taken on trust.
AGAINST U.S. Small Cap Portfolio voted with 1,052,421 shares
“Stockholder proposal to disclose plan to reduce total contribution to climate change.”
SEC.gov will not render a vote table this large, so this row is drawn into the same layout EDGAR uses, from the entry in the filing. Every value is copied from it.
SourceDfa Investment Dimensions Group, Form N-PX filed 2025-08-29 · accession 0001680359-25-000726 · series S000000971 · open the filing
The Wendy's Company · 21 May 2025 · put on the ballot by shareholder · Climate & environment
Should Wendy's publish a fuller account of its emissions and how it plans to cut them?
Shareholders asked the company to disclose its greenhouse gas emissions more completely, or to have its reduction targets independently assessed, so that the plan can be checked rather than taken on trust.
AGAINST U.S. Small Cap Portfolio voted with 912,601 shares
“Stockholder proposal regarding an emissions reduction assessment, if properly presented at the Annual Meeting.”
SEC.gov will not render a vote table this large, so this row is drawn into the same layout EDGAR uses, from the entry in the filing. Every value is copied from it.
SourceDfa Investment Dimensions Group, Form N-PX filed 2025-08-29 · accession 0001680359-25-000726 · series S000000971 · open the filing
The Wendy's Company · 21 May 2025 · put on the ballot by shareholder · Workforce & human rights
Should the workers in Wendy's’s supply chain be the ones who enforce its labour standards?
Shareholders asked the company to assess adopting a worker-driven model of social responsibility: standards written with the workers who are affected, enforced through binding agreements with consequences for suppliers, and monitored by workers themselves rather than by an audit firm the company hires.
AGAINST U.S. Small Cap Portfolio voted with 912,601 shares
“Stockholder proposal regarding worker-driven social responsibility, if properly presented at the Annual Meeting.”
SEC.gov will not render a vote table this large, so this row is drawn into the same layout EDGAR uses, from the entry in the filing. Every value is copied from it.
SourceDfa Investment Dimensions Group, Form N-PX filed 2025-08-29 · accession 0001680359-25-000726 · series S000000971 · open the filing
Smith & Wesson Brands, Inc. · 17 September 2024 · put on the ballot by shareholder · Workforce & human rights
Should Smith & Wesson Brands assess the human rights risks its own operations create?
Shareholders asked for an assessment of the human rights risks arising from the company’s operations and business relationships, and for the findings to be published.
AGAINST U.S. Small Cap Portfolio voted with 313,016 shares
“A stockholder proposal (human rights impact assessment);”
SEC.gov will not render a vote table this large, so this row is drawn into the same layout EDGAR uses, from the entry in the filing. Every value is copied from it.
SourceDfa Investment Dimensions Group, Form N-PX filed 2025-08-29 · accession 0001680359-25-000726 · series S000000971 · open the filing
AutoNation, Inc. · 23 April 2025 · put on the ballot by shareholder · Pay equity & inclusion
Should AutoNation publish what its inclusion policies actually do for its workforce?
Shareholders asked for a report on the company’s LGBTQIA+ equity and inclusion efforts within its human capital management strategy — what the policies are, how they are measured, and what they have changed for employees.
AGAINST U.S. Small Cap Portfolio voted with 187,324 shares
“Adoption of stockholder proposal regarding diversity, equity, and inclusion efforts.”
SEC.gov will not render a vote table this large, so this row is drawn into the same layout EDGAR uses, from the entry in the filing. Every value is copied from it.
SourceDfa Investment Dimensions Group, Form N-PX filed 2025-08-29 · accession 0001680359-25-000726 · series S000000971 · open the filing
Planet Fitness, Inc. · 6 May 2025 · put on the ballot by shareholder · Pay equity & inclusion
Should Planet Fitness publish the workforce breakdown it already files with the government?
Shareholders asked the company to publish its EEO-1 report — the table of employees by job category, race and sex that it is already required to submit to federal regulators — instead of keeping it confidential.
AGAINST U.S. Small Cap Portfolio voted with 292,789 shares
“Stockholder proposal regarding EEO-1 report disclosure policy.”
SEC.gov will not render a vote table this large, so this row is drawn into the same layout EDGAR uses, from the entry in the filing. Every value is copied from it.
SourceDfa Investment Dimensions Group, Form N-PX filed 2025-08-29 · accession 0001680359-25-000726 · series S000000971 · open the filing
Alaska Air Group, Inc. · 8 May 2025 · put on the ballot by shareholder · Executive pay
Should Alaska Air Group be able to take back pay awarded on results that turn out to be wrong?
Shareholders asked the board to strengthen its clawback policy, so that bonuses and share awards can be recovered when they were earned on misstated results or on conduct that later causes the company harm.
AGAINST U.S. Small Cap Portfolio voted with 501,581 shares
“A stockholder proposal to amend the Company's clawback policy.”
SEC.gov will not render a vote table this large, so this row is drawn into the same layout EDGAR uses, from the entry in the filing. Every value is copied from it.
SourceDfa Investment Dimensions Group, Form N-PX filed 2025-08-29 · accession 0001680359-25-000726 · series S000000971 · open the filing
Lithia Motors, Inc. · 24 April 2025 · put on the ballot by shareholder · Executive pay
Should shareholders get a vote before Lithia Motors pays a departing executive?
Shareholders asked the company to seek shareholder approval for any severance package to a senior executive above a set multiple of salary and bonus — so that very large exit payments cannot be agreed by the board alone.
FOR U.S. Small Cap Portfolio voted with 67,956 shares
“Vote on a shareholder proposal requesting shareholder approval of certain executive severance arrangements, if properly presented.”
SEC.gov will not render a vote table this large, so this row is drawn into the same layout EDGAR uses, from the entry in the filing. Every value is copied from it.
SourceDfa Investment Dimensions Group, Form N-PX filed 2025-08-29 · accession 0001680359-25-000726 · series S000000971 · open the filing
Other funds Dfa Investment Dimensions Group votes
The same filer reports these alongside this one, in the same annual filing.
Retirement plans that offer it
Vote these ballots yourself
See how you would have voted, then what this fund did — one card at a time. Open the ballot deck →